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Brynn Peltz is a partner in Goodwin Procter’s Financial Institutions Group and a member of its Investment Management and Private Investment Funds Practices.

With more than 20 years’ experience, Ms. Peltz represents domestic and off-shore investment managers of a variety of asset classes including private equity, real estate, venture, public securities and alternatives in connection with fund formation, investment product structuring, organization and offering, operations, federal and state regulatory compliance, M&A and corporate governance matters. She advises on a variety of investment products including hedge funds, fund of funds, registered investment companies, (including exchange traded funds), real estate funds, venture capital funds, private equity funds, CLOs and CDOs, business development companies and separate accounts, relating to all aspects of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.

Ms. Peltz’ recent transactions include:

  • Representing a fintech manager in connection with the structuring and launching of new private equity and venture capital fund of funds program
  • The acquisition of funds and portfolio management team by major alternative asset manager
  • The creation of an internal wealth management program for a major professional services firm
  • Representing one of the largest retail fund managers in the launch of its alternative investment platform
  • Representing a variety of asset managers, including private equity, real estate, hedge and venture managers in compliance matters including registrations, filings, SEC examinations and responses to comments

Ms. Peltz is widely recognized as an industry leader in the investment management industry and has been recognized by Chambers USA, Legal 500 and Euromoney Institutional Investors’ Women in Business Law Expert Guide.

Ms. Peltz has been a member of the Investment Management Regulation Committee of the New York City Bar and is a member of the Goodwin Procter’s Women’s Investment Management Forum.

Ms. Peltz is a frequent speaker on industry topics and is regularly called upon by the media for industry commentary. Her presentations and media appearances include:

  • “Marketing Issues Under the Microscope,” Managed Fund Associations’ Compliance 2014 Conference, Panelist (2014)
  • “The JOBS Act and its Implications for Marketing of Investment Funds,” National Association of Real Estate Investment Managers Legal and Compliance Council Meeting, Panelist (2013)
  • “Dodd-Frank a Year On: Where Is the Compliance Industry Now?,” PEI Private Fund Compliance Forum, Panelist (2013)
  • “Regulatory Developments and Hot Button Issues,” Financial Research Associates Private Equity Operations and Compliance Forum, Panelist (2013)
  • “Tapping Distribution Channels/New Product Development,” 40 Act Mutual Funds Seminar, Infovest 21, Panelist (2013)
  • “Washington Update,” PREA Quaterly (2013)
  • “SEC Makes Strides to Strengthen Oversight,” Pension & Investments, Quoted (March 2013)