Print-Friendly PDF Print this page

Chris Palmer is a partner in Goodwin Procter’s Financial Institutions Group and is the leader of the Business Law Department in the firm’s Washington, D.C. office.

For more than 25 years, Mr. Palmer has worked with insurance companies, mutual funds, mutual fund independent directors, investment advisers and other investment management industry participants on a wide range of legal, regulatory and compliance, and governance matters. He advises clients on the development, regulatory approval, sale and administration of a variety of investment products, including registered and unregistered funds and variable and fixed life insurance and annuity contracts. He advises mutual fund independent directors on legal, governance and industry practice issues. He works with the Goodwin Procter litigation team on securities and insurance litigation cases as well as SEC examinations and enforcement matters.[[Read More Delimiter]]

Mr. Palmer is annually recognized nationwide by Chambers USA: America’s Leading Lawyers for Business in the Investment Funds: Registered Funds category, where clients noted that he is a “problem solver” who “deals with issues almost before they arise.”

As counsel for numerous insurance companies, mutual funds, independent directors, investment advisers and other industry participants, Mr. Palmer’s recent work includes:

  • Advising insurance companies on new and revised life and annuity products, in response to market and regulatory changes since the financial crisis
  • Working with funds, fund sponsors and fund independent directors on new funds including alternative strategies, fund mergers and investment strategy changes
  • Helping insurance companies and investment advisers on new funds and advisory programs for the retirement and institutional marketplaces
  • Working with clients and the SEC staff on exemptive orders, no-action letters, registration statements and examinations
  • Advising clients on mutual fund and variable product litigation and enforcement matters

Mr. Palmer was a partner at Shea & Gardner prior to its combination with Goodwin Procter in 2004. He served as a court law clerk for the U.S. Court of Appeals for the District of Columbia Circuit from 1986 to 1987.

Mr. Palmer is a frequent speaker at mutual fund and variable insurance products webinars and conferences. His presentations and publications include:

  • “Fundamentals for Fund Director Oversight,” a series of five webinars for mutual fund directors on the annual contract approval process, requirements of the Investment Company Act of 1940, and other legal and practical guidance for directors, sponsored by the Independent Directors Council (2014)
  • “Variable Insurance Product Design,” contributing author to PLI treatise on the regulation of variable insurance contracts (2013)
  • “Redemption Fee Rule,” contributing author to PLI treatise on the regulation of mutual funds (2013)
  • “Mutual Fund Fee Litigation: Manager-Subadviser Funds” and “Status of Money Market Fund Reforms,” presentations and outlines for the ALI-ABA Conference on Life Insurance Company Products (2011)